Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Alan Corona is an investment advisor representative with Raymond James & Associates, Inc. based in Newport Beach, California. Robert has been in the industry since 1993. He is licensed to provide investment advice in California and Texas. Previously, Robert worked at Oppenheimer & Co. Inc., Ameriprise Financial Services, Inc., Wells Fargo Advisors, LLC, Salomon Smith Barney Inc., and Lehman Brothers Inc. His experience includes providing financial planning, portfolio management, and other advisory services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/27/2021 - Present
Raymond James & Associates, Inc. (NEWPORT BEACH CA)
CA
09/12/2018 - 10/22/2021
OPPENHEIMER & CO. INC. (NEWPORT BEACH CA)
CA
09/12/2014 - 09/12/2018
AMERIPRISE FINANCIAL SERVICES, INC. (REDWOOD CITY CA)
CA
06/06/2001 - 09/15/2014
WELLS FARGO ADVISORS, LLC (EAST PALO ALTO CA)
NY
07/31/1993 - 05/24/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
07/09/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 07/30/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 07/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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