Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Alan Carter is a securities professional with over 16 years of experience in the financial services industry. Robert has a broad range of experience and is registered with the state of Florida, Massachusetts, Texas, and Utah. Robert is a registered representative of Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/27/2006 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 10/02/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2014
Series 4 - Registered Options Principal Examination
BC
Issued 03/24/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/14/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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