Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Apple is an investment advisor representative with LPL Financial LLC and has been in the industry since 1990. Robert has been registered with LPL Financial LLC since April 2020. Prior to joining LPL Financial LLC, Robert was registered with Raymond James & Associates, Inc. since December 2014 and Wunderlich Securities, Inc. since October 2010. Robert holds Series 3, 7, 9, 10, 63 and 65 licenses. Robert is also registered in Arizona, California, Connecticut, Florida, Illinois, Indiana, Kansas, Kentucky, Massachusetts, Michigan, New Jersey, New York, Ohio, Pennsylvania. Robert's office is located at 3750 PARK EAST DR SUITE 200 in BEACHWOOD, OH. Robert's firm, LPL Financial LLC, manages more than $50 billion in assets and has 168,915 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
04/07/2020 - Present
LPL Financial LLC (BEACHWOOD OH)
OH
12/05/2014 - 04/07/2020
RAYMOND JAMES & ASSOCIATES, INC. (BEACHWOOD OH)
OH
10/12/2010 - 12/08/2014
WUNDERLICH SECURITIES, INC. (BEACHWOOD OH)
OH
03/13/2009 - 10/15/2010
RBC CAPITAL MARKETS CORPORATION (BEACHWOOD OH)
OH
11/10/2006 - 03/13/2009
FERRIS, BAKER WATTS, LLC (BEACHWOOD OH)
OH
05/13/2005 - 11/15/2006
H&R BLOCK FINANCIAL ADVISORS, INC. (BEACHWOOD OH)
CT
02/22/1996 - 05/11/2005
ADVEST, INC. (HARTFORD CT)
NY
08/23/1990 - 02/27/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 11/23/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/01/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1990
Series 3 - National Commodity Futures Examination
BC
Issued 08/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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