Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Rovetti is a financial professional with over 10 years of experience in the financial services industry. Robert is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since June 2023. Previously, Robert was affiliated with First Republic Securities Company, LLC from June 2022 to May 2023 and Wells Fargo Clearing Services, LLC from July 2018 to June 2022. Robert holds several licenses, including Series 7, Series 6, Series 63, and Series 66. Robert has experience providing a variety of financial services to individuals, businesses, and institutions, including portfolio management, financial planning, investment consulting, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/30/2023 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
CA
06/30/2022 - 05/31/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN FRANCISCO CA)
CA
07/03/2018 - 06/22/2022
WELLS FARGO CLEARING SERVICES, LLC (SAN FRANCISCO CA)
CA
02/11/2005 - 10/20/2009
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
BOTH
Issued 09/20/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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