Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Addison Caldwell has been in the financial services industry since July 1996. Robert Caldwell is currently registered as a Registered Representative with Cambridge Investment Research Advisors, Inc. Robert Addison Caldwell's practice is based out of Jackson, TN. Prior to joining Cambridge Investment Research Advisors, Inc. Robert Addison Caldwell was associated with Dominion Investor Services, Inc. in Horseshoe Bay, TX and H.D. Vest Investment Securities, Inc. in Dallas, TX. Robert Addison Caldwell holds licenses for Series 6, 63, 26, 65, 99TO and SIE. Robert Addison Caldwell has been a Certified Public Accountant since 1983. Robert Addison Caldwell also owns a property management business, is an ordained pastor, and is a licensed mediator.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TN
01/01/2025 - Present
Cambridge Investment Research Advisors, Inc. (JACKSON TN)
TN
10/02/2000 - 10/07/2022
DOMINION INVESTOR SERVICES, INC. (JACKSON TN)
TX
07/26/1996 - 10/13/2000
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
IA
Issued 08/15/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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