Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Smith is a financial advisor with over 20 years of experience in the financial services industry. Robert is a registered representative of Sovran Advisors, LLC and is a registered investment advisor in California and Texas. He is also the owner of Omega Wealth Strategies, a wealth management and financial services firm, and is a licensed insurance agent. Robert has a wide range of experience in financial planning, asset management, and investment advisory services. He specializes in working with high-net-worth individuals, families, businesses, and charitable organizations. Robert is committed to providing his clients with personalized financial advice and investment strategies designed to meet their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
02/28/2024 - Present
Sovran Advisors, LLC (SAN DIEGO CA)
CA
03/25/2017 - 03/06/2024
MML INVESTORS SERVICES, LLC (Costa Mesa CA)
CA
11/21/2014 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (IRVINE CA)
CA
06/17/2009 - 11/24/2014
SECURIAN FINANCIAL SERVICES, INC. (NEWPORT BEACH CA)
MN
04/24/2001 - 10/26/2001
WATERFORD FINANCIAL, INC. (MINNEAPOLIS MN)
NJ
09/17/1999 - 05/01/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
02/04/1997 - 10/20/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 07/28/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2009
Series 7 - General Securities Representative Examination
BC
Issued 01/22/1997
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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