Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Rolfe is a financial advisor with over 29 years of experience in the financial services industry. Robert has a strong track record of providing financial advice and investment management services to individuals, families, and businesses. Robert is currently registered with Osaic Wealth, Inc. and has held previous registrations with Sagepoint Financial, Inc., MML Investors Services, LLC, MSI Financial Services, Inc., Cadaret, Grant & Co., Inc., Invest Financial Corporation, Bisys Brokerage Services, Inc., Independent Financial Securities, Inc., and Pruco Securities Corporation. Robert holds FINRA Series 6, 7, and 63 licenses, as well as the SIE exam. Robert's experience and expertise make him a valuable resource for clients seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/01/2023 - Present
Osaic Wealth, Inc. (OSWEGO NY)
NY
03/02/2018 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (OSWEGO NY)
NY
03/25/2017 - 03/07/2018
MML INVESTORS SERVICES, LLC (Oswego NY)
NY
05/22/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SYRACUSE NY)
NY
06/15/2000 - 05/26/2015
CADARET, GRANT & CO., INC. (OSWEGO NY)
WI
07/09/1999 - 06/16/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
MN
07/21/1998 - 07/21/1999
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
NA
04/17/1997 - 07/16/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
NJ
03/14/1994 - 05/02/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 06/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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