Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert A. Plowman is a financial advisor with J.P. Morgan Securities LLC. Robert is a Series 7 and Series 66 licensed professional. Robert has been in the financial services industry since 2010 and has previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, Transamerica Financial Advisors, Inc, USAA Financial Advisors, Inc, Edward Jones and AXA Advisors, LLC. Robert is registered to provide investment advice in 53 states and the District of Columbia. Robert is a specialized advisor with experience in providing investment services to high net worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
AZ
12/06/2022 - Present
J.p. Morgan Securities LLC (Tempe AZ)
AZ
12/24/2018 - 07/19/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
07/03/2017 - 10/10/2018
TRANSAMERICA FINANCIAL ADVISORS, INC (MESA AZ)
AZ
11/14/2014 - 08/27/2015
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
06/05/2012 - 07/03/2014
EDWARD JONES (GILBERT AZ)
AZ
02/15/2012 - 05/03/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
11/02/2007 - 03/05/2008
AXA ADVISORS, LLC (SCOTTSDALE AZ)
NY
08/30/2005 - 08/14/2007
CIT CAPITAL SECURITIES LLC (NEW YORK NY)
NY
11/06/1996 - 08/06/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 06/15/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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