Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert A Nickell is a registered representative at Herbert J. Sims & CO, Inc. Robert has been in the securities industry since 2005 and has a broad range of experience in investment banking, municipal securities and general securities. Robert has a Series 7, Series 52TO, Series 53, Series 63 and Series 79TO license. Robert has also been registered with TRUIST SECURITIES, INC., BB&T SECURITIES, LLC, and RAYMOND JAMES & ASSOCIATES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/25/2022 - Present
Herbert J. Sims & CO, Inc. (Dallas TX)
TX
08/03/2020 - 12/24/2021
TRUIST SECURITIES, INC. (DALLAS TX)
TX
08/23/2018 - 08/03/2020
BB&T SECURITIES, LLC (DALLAS TX)
TX
01/02/2013 - 08/08/2018
RAYMOND JAMES & ASSOCIATES, INC. (DALLAS TX)
TX
03/03/2005 - 01/02/2013
MORGAN KEEGAN & COMPANY, INC. (DALLAS TX)
BC
Issued 03/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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