Unclaimed
Robert Junqua is a financial professional with over 30 years of experience in the industry. Robert currently works at Bofa Securities, Inc. in New York, NY. Robert is a registered representative with Series 7, 52TO, 53 and SIE licenses. Robert has held previous positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, UBS Financial Services Inc., Bear, Stearns & Co. Inc., PricewaterhouseCoopers Securities L.L.C., Shattuck Hammond Partners Inc. and Cain Brothers, Shattuck & Company, Incorporated. Robert has experience providing research-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
05/10/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
07/15/2008 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/16/2006 - 07/01/2008
UBS SECURITIES LLC (NEW YORK NY)
NJ
04/29/2004 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/03/1999 - 04/21/2004
BEAR, STEARNS & CO. INC. (NEW YORK NY)
IL
05/21/1998 - 09/01/1999
PRICEWATERHOUSECOOPERS SECURITIES L.L.C. (CHICAGO IL)
NY
08/13/1993 - 05/21/1998
SHATTUCK HAMMOND PARTNERS INC. (NEW YORK NY)
NY
04/26/1990 - 05/11/1993
CAIN BROTHERS, SHATTUCK & COMPANY, INCORPORATED (NEW YORK NY)
NY
05/21/1987 - 10/02/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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