Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Horowitz is a financial advisor with Fidelity Personal And Workplace Advisors. Robert has been in the financial services industry since June 7, 1997 and is currently registered with the Financial Industry Regulatory Authority (FINRA) and the states of Tennessee and Texas. Robert's previous employers include J.P. Morgan Securities LLC, Citigroup Global Markets Inc., LPL Financial LLC, and several other firms. Robert holds several securities licenses, including Series 7, 24, 52TO, 53, 55, 63, and 65. Robert provides a wide range of financial services to individuals and businesses, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
09/16/2021 - Present
Fidelity Personal AND Workplace Advisors (GERMANTOWN TN)
MA
02/19/2019 - 10/01/2020
SORRENTO PACIFIC FINANCIAL, LLC (Springfield MA)
MA
02/19/2019 - 09/25/2020
CUSO FINANCIAL SERVICES, L.P. (Springfield MA)
NY
02/11/2013 - 05/03/2019
J.P. MORGAN SECURITIES LLC (Staten Island NY)
NY
05/14/2012 - 02/25/2013
CITIGROUP GLOBAL MARKETS INC. (BROOKLYN NY)
NY
02/10/2010 - 05/17/2012
LPL FINANCIAL LLC (STATEN ISLAND NY)
NJ
07/27/2009 - 12/21/2009
MML INVESTORS SERVICES, INC. (BRIDGEWATER NJ)
VA
01/27/2009 - 07/16/2009
BB&T INVESTMENT SERVICES, INC. (FAIRFAX VA)
VA
07/09/2008 - 12/31/2008
BB&T INVESTMENT SERVICES, INC. (FAIRFAX VA)
DC
05/29/2007 - 01/15/2008
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
DC
02/26/2007 - 05/29/2007
CITICORP INVESTMENT SERVICES (WASHINGTON DC)
VA
04/18/2005 - 02/23/2007
UNITED BROKERAGE SERVICES, INC (FAIRFAX VA)
NJ
03/29/2000 - 04/15/2005
SUMMIT EQUITIES, INC. (PARSIPPANY NJ)
NY
02/25/1999 - 03/29/2000
NDB CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
09/18/1998 - 02/16/1999
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NC
03/18/1998 - 09/16/1998
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
CA
03/10/1998 - 03/27/1998
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
NY
10/12/1995 - 03/06/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 10/30/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/17/2007
Series 12 - NYSE Branch Manager Examination
BC
Issued 08/06/2002
Series 4 - Registered Options Principal Examination
BC
Issued 11/14/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/20/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/11/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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