Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Holmes is an active Registered Representative in Indiana, North Carolina and South Carolina. Robert has been in the financial services industry since 1974, and has worked for several prominent firms including New England Securities, Woodbury Financial Services, Inc., MML Investors Services, Inc., MONY Securities Corporation and Park Avenue Securities LLC. Robert is a Chartered Financial Consultant and is licensed to sell individual health policies, Medicare supplements and Long Term Care policies. Robert also holds a Series 7TO, SIE and Series 1 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
11/25/2013 - Present
Park Avenue Securities LLC (CHARLOTTE NC)
NC
08/13/2007 - 11/11/2013
NEW ENGLAND SECURITIES (CHARLOTTE NC)
NC
01/06/2006 - 07/31/2007
WOODBURY FINANCIAL SERVICES, INC. (MATTHEWS NC)
MA
02/26/2003 - 01/19/2006
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
12/18/2000 - 02/13/2003
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
09/21/1988 - 12/22/2000
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
07/21/1977 - 12/19/1992
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY (WORCESTER MA)
CT
04/17/1986 - 09/19/1988
NWNL MANAGEMENT CORPORATION (WINDSOR CT)
NA
07/21/1977 - 03/17/1978
PAUL REVERE EQUITY SALES COMPANY (THE)
NA
02/22/1974 - 05/08/1977
NEW YORK LIFE VARIABLE CONTRACTS CORPORATION
BC
Issued 07/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Holmes is the right advisor for you? Invested Better is here to help.
