Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Goralnick is an investment advisor representative who has been working in the financial industry since 1995. Robert is currently registered with LPL Enterprise, LLC in Florida. Robert has a long history of experience in the financial industry, having worked for several firms including UBS Financial Services Inc., Clearpool Execution Services, LLC, and Sagentrader, LLC. Robert has a variety of licenses and certifications, including Series 7, Series 55, Series 63, Series 65, SIE, Series 57TO and Series 99TO. Robert specializes in providing financial planning and investment advice for individuals and businesses. Robert's approach is tailored to meet each client's specific needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/18/2024 - Present
LPL Enterprise, LLC (MIAMI FL)
FL
07/23/2018 - 02/02/2022
UBS FINANCIAL SERVICES INC. (AVENTURA FL)
NY
09/12/2016 - 08/17/2017
CLEARPOOL EXECUTION SERVICES, LLC (NEW YORK NY)
NY
02/17/2016 - 07/27/2016
SAGETRADER, LLC (NEW YORK NY)
NJ
01/03/2011 - 01/12/2016
KCG AMERICAS LLC (JERSEY CITY NJ)
NJ
02/23/2007 - 11/08/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NJ
06/28/2005 - 01/03/2011
KNIGHT DIRECT LLC (JERSEY CITY NJ)
TX
02/20/2004 - 07/08/2005
DIRECT TRADING INSTITUTIONAL, INC. (IRVING TX)
MI
09/04/2003 - 02/11/2004
ISRAEL A. ENGLANDER & CO., INC. (BIRMINGHAM MI)
CA
09/16/2002 - 09/11/2003
UNX, INC. (BURBANK CA)
NY
01/29/2002 - 10/08/2002
KENNY & CO., LLC (NEW YORK NY)
NY
08/23/2001 - 01/28/2002
BURLINGTON CAPITAL MARKETS INC. (NEW YORK NY)
NY
05/02/2000 - 07/30/2001
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
12/24/1992 - 06/01/2000
E. D. & F. MAN INTERNATIONAL INC. (NEW YORK NY)
IA
Issued 10/17/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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