Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Follette is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Robert has been in the financial services industry since 1990. Robert is licensed to provide investment advice in 51 states and 2 territories. In addition to being a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc., Robert is also an Investment Advisor Representative. Robert has the following licenses: Series 6, Series 7, Series 63, Series 66, and SIE. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc. Robert was a registered representative with USI Securities, Inc. and MML Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
06/23/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SEATTLE WA)
WA
04/08/2019 - 05/04/2022
USI SECURITIES, INC. (Seattle WA)
MA
02/14/2017 - 03/28/2019
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
CT
05/01/2014 - 04/04/2016
MML DISTRIBUTORS, LLC (ENFIELD CT)
MA
02/26/2009 - 05/01/2014
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
WA
04/09/1990 - 04/10/2008
SYMETRA INVESTMENT SERVICES, INC. (BELLEVUE WA)
BOTH
Issued 05/21/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2009
Series 7 - General Securities Representative Examination
BC
Issued 04/06/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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