Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Farinhas is a financial advisor with over 20 years of experience in the industry. Robert is currently registered with Charles Schwab & Co., Inc., which is based in San Francisco. Prior to that, Robert held positions at TD AMERITRADE, INC., AMERITRADE, INC., ICAPITAL MARKETS LLC, DATEK ONLINE FINANCIAL SERVICES LLC, and DATEK ONLINE BROKERAGE SERVICES LLC. Robert is licensed in CA, and has passed the Series 7, Series 24, Series 4, Series 55, Series 57TO, Series 63, and SIE examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
01/19/2022 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
NJ
04/22/2006 - 01/19/2022
TD AMERITRADE, INC. (JERSEY CITY NJ)
NE
08/26/2003 - 04/22/2006
AMERITRADE, INC. (OMAHA NE)
NE
10/22/2002 - 08/18/2003
ICAPITAL MARKETS LLC (OMAHA NE)
NJ
06/30/2001 - 10/14/2002
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NE
01/10/2000 - 06/30/2001
DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)
BC
Issued 01/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2000
Series 4 - Registered Options Principal Examination
BC
Issued 04/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Robert Farinhas is the right advisor for you? Invested Better is here to help.
