Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert A. Castiglione is an investment advisor with over 20 years of experience. He is a partner at WNY Asset Management, LLC and also acts as their Chief Compliance Officer. Robert has been registered with the state of New York since 2004 and currently holds a Series 7, 24, 55, 63 and 65 license. In addition to his work with WNY Asset Management, Robert is also an insurance agent and a partner at WNY Tax Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
12/13/2010 - Present
WNY Asset Management, LLC (WILLIAMSVILLE NY)
IL
03/03/2003 - 03/02/2004
ASSENT LLC (BOLINGBROOK IL)
NY
11/18/2002 - 03/03/2003
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
MD
03/24/1998 - 09/20/2001
M&T SECURITIES, INC. (BALTIMORE MD)
IA
Issued 07/22/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Castiglione is the right advisor for you? Invested Better is here to help.
