Unclaimed
Robby Tiffee is a financial advisor with Cetera Investment Advisers LLC. Robby has been in the financial services industry since 1998 and is licensed to provide investment advice in Arkansas. Robby's previous experience includes positions with Cetera Investment Services LLC, Morgan Keegan & Company, Inc., PFIC Securities Corporation, Banc of America Investment Services, Inc., and Charles Schwab & Co., Inc. Robby holds the Series 63, Series 65, Series 7, and SIE securities licenses. Robby specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
11/09/2016 - Present
Cetera Investment Advisers LLC (LITTLE ROCK AR)
MN
06/25/2013 - 12/05/2015
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
TN
04/05/2007 - 03/31/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
07/14/2006 - 04/05/2007
PFIC SECURITIES CORPORATION (FRANKLIN TN)
AR
08/13/2002 - 05/05/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (LITTLE ROCK AR)
TX
07/07/1998 - 07/25/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 6/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/7/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/19/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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