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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robby? Claim Your ProfileRobby Tiffee is an investment advisor representative at Cetera Investment Advisers LLC. Robby is a registered investment advisor and a general securities representative with experience in the financial services industry since 1998. Robby works with individuals, high-net-worth individuals, corporations, charitable organizations, pension plans, and other clients. Robby provides financial planning, portfolio management, and other advisory services. Robby is also a licensed insurance agent for Regions Bank. Robby is a graduate of the University of Arkansas and holds a Series 65 license. Robby is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
11/09/2016 - Present
Cetera Investment Advisers LLC (LITTLE ROCK AR)
MN
06/25/2013 - 12/05/2015
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
TN
04/05/2007 - 03/31/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
07/14/2006 - 04/05/2007
PFIC SECURITIES CORPORATION (FRANKLIN TN)
AR
08/13/2002 - 05/05/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (LITTLE ROCK AR)
TX
07/07/1998 - 07/25/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 06/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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