Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robb? Claim Your ProfileRobb William Scott is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., working from their Houston, TX branch office. Robb has been in the securities industry since November 1999 and has a wide range of licenses and registrations, including the Series 7, 31, and 65 exams. Robb has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since June 2000 and is currently registered in numerous states across the country. Robb also owns a transportation LLC in Katy, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/10/2000 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
IA
Issued 06/10/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 11/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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