Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rob? Claim Your ProfileRob Brewer is a financial advisor with over 20 years of experience in the industry. Rob is a registered representative and investment advisor. He is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. and is licensed to offer investment advisory services in California, Nevada, Texas, and Washington. Rob has previously worked for BANC OF AMERICA INVESTMENT SERVICES, INC., CAL FED INVESTMENTS, and MORGAN STANLEY DW INC. Rob holds a Series 7, Series 31, Series 63 and Series 65 licenses, as well as the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BELLEVUE WA)
WA
09/11/2002 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BELLEVUE WA)
CA
05/10/2001 - 08/20/2002
CAL FED INVESTMENTS (SACRAMENTO CA)
NY
09/01/1999 - 04/23/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 02/25/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 08/31/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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