Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rivka? Claim Your ProfileRivka Kaplan is a financial professional with over 20 years of experience in the industry. Rivka is currently registered with J.p. Morgan Securities LLC as a Registered Representative and Investment Advisor Representative. Rivka has previously held positions at Chase Investment Services Corp., IClearing LLC, Datek Online Brokerage Services LLC, Datek Clearing Corp., Pond Equities and Datek Securities Corp. Rivka holds licenses for Series 63, 65, 7, 24, and SIE. Rivka is active in broker-dealer and investment advisor roles in Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/19/2013 - Present
J.p. Morgan Securities LLC (BROOKLYN NY)
NY
05/03/2004 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)
NE
07/23/2001 - 05/01/2003
ICLEARING LLC (OMAHA NE)
NE
02/19/1998 - 11/17/1999
DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)
NE
01/08/1998 - 03/06/1998
DATEK CLEARING CORP. (OMAHA NE)
NY
06/26/1997 - 09/29/1997
POND EQUITIES (LAWRENCE NY)
NE
11/05/1996 - 07/03/1997
DATEK SECURITIES CORP. (OMAHA NE)
IA
Issued 08/14/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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