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Rivers Joe Rodriguez

Seia

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About Rivers Joe Rodriguez

Rivers Rodriguez is an investment advisor representative with Seia. Rivers Rodriguez has been in the industry for 3 years and has passed the Uniform Combined State Law Examination, General Securities Representative Examination and the Securities Industry Essentials Examination. Rivers Rodriguez is registered to provide investment advice in Virginia. Seia is a firm based in Los Angeles, California with over $14 billion in assets under management. The firm provides financial planning, educational seminars and portfolio management services for individuals and businesses.

Firm Information

Rivers Rodriguez is currently registered with Seia. Seia is a financial advisory firm based in Los Angeles, California. They offer financial planning, educational seminars, selection of other advisers, and portfolio management for individuals and businesses. Seia has a total of 103 registered representatives and manages approximately $14.2 billion in assets. The firm primarily serves high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Seia

2121 AVENUE OF THE STARS

LOS ANGELES, CA 90067

$14.21B

Assets Under Management

74

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rivers Rodriguez’s Registration & Firm History

VA

04/12/2021 - Present

Seia (Tyson's Corner VA)

VA

11/14/2020 - 08/23/2023

OSAIC WEALTH, INC. (TYSONS CORNER VA)

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Licenses & Designations

BOTH

Issued 04/10/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/14/2020

Series 7TO - General Securities Representative Examination

BC

Issued 05/30/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rivers Joe Rodriguez.
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