Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rivers? Claim Your ProfileRivers Patout is an investment advisor representative with J.P. Morgan Securities LLC. Rivers has been in the industry since 1996 and has a wide range of experience, holding registrations in 19 states and having worked for several firms in the past. Rivers holds Series 63, 65, 7, 24, 72 and SIE licenses. Rivers is registered as an Investment Advisor Representative in the state of Texas. Rivers also has experience in energy mineral exploration and development as an Owner/Partner at Verdera Energy Corp. Rivers has been a Board Member of Dig World, an amusement park, since June 2021. Rivers has been a landlord of a rental property since 2013 and is also an Owner, Buyer, Seller, Broker, and Design Consultant for Gulf Coast Produce Company since 2003.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/01/2012 - Present
J.p. Morgan Securities LLC (HOUSTON TX)
TX
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
TX
08/04/2005 - 05/02/2009
WAMU INVESTMENTS, INC. (HOUSTON TX)
TN
05/28/2003 - 12/10/2003
PFIC SECURITIES CORPORATION (FRANKLIN TN)
OK
04/09/2001 - 05/02/2003
BOSC, INC. (TULSA OK)
AL
11/13/2000 - 04/09/2001
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
TX
07/10/1997 - 11/20/2000
BANK UNITED SECURITIES CORP. (HOUSTON TX)
MO
01/03/1995 - 06/13/1997
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 05/15/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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