Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ritu? Claim Your ProfileRitu Pawa is a financial advisor at J.P. Morgan Securities LLC. Ritu has been in the securities industry since 2005 and holds Series 6, 7, 63, and 66 licenses. Ritu has worked for Chase Investment Services Corp. and Citigroup Global Markets Inc. in the past. Ritu specializes in providing financial planning and portfolio management services to individuals, businesses, corporations, and charitable organizations. Ritu is also registered to provide investment advice in Alabama, California, Connecticut, Delaware, Florida, Maryland, New Jersey, New York, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
07/16/2024 - Present
J.p. Morgan Securities LLC (CARLE PLACE NY)
NY
07/08/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (COMMACK NY)
NY
05/29/2007 - 06/17/2010
CITIGROUP GLOBAL MARKETS INC. (EAST NORTHPORT NY)
NY
04/01/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (EAST NORTHPORT NY)
BOTH
Issued 12/30/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ritu Pawa is the right advisor for you? Invested Better is here to help.
