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Ritu Gupta

Bessemer Investor Services, Inc.

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About Ritu Gupta

Ritu Gupta is a registered representative with Bessemer Investor Services, Inc. Ritu has been in the industry since June 3, 2008 and has held previous roles at Brown Brothers Harriman Investments, LLC and Brown Brothers Harriman & Co.. Ritu holds the Series 7, Series 24 and SIE licenses.

Firm Information

Ritu Gupta is currently registered with Bessemer Investor Services, Inc.. Bessemer Investor Services, Inc. is a Corporation that was formed on April 7, 1983. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ritu Gupta’s Registration & Firm History

NY

10/07/2021 - Present

Bessemer Investor Services, Inc. (NEW YORK NY)

NY

08/29/2016 - 02/26/2021

BROWN BROTHERS HARRIMAN INVESTMENTS, LLC (New York NY)

NY

10/25/2007 - 06/12/2017

BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/29/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ritu Gupta.
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