Unclaimed
Ritu Gupta is a registered representative with Bessemer Investor Services, Inc. Ritu has been in the industry since June 3, 2008 and has held previous roles at Brown Brothers Harriman Investments, LLC and Brown Brothers Harriman & Co.. Ritu holds the Series 7, Series 24 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/07/2021 - Present
Bessemer Investor Services, Inc. (NEW YORK NY)
NY
08/29/2016 - 02/26/2021
BROWN BROTHERS HARRIMAN INVESTMENTS, LLC (New York NY)
NY
10/25/2007 - 06/12/2017
BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)
BC
Issued 01/29/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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