Unclaimed
Ritesh Veera is a financial professional with over 15 years of experience in the securities industry. Ritesh is currently registered with Maxim Group LLC, a broker-dealer, as a Registered Representative. Previously, Ritesh has worked at M Vest LLC, Provident International Securities, Inc., and Rodman & Renshaw, LLC. Ritesh holds the Series 7, Series 24, Series 79, and SIE licenses. Ritesh is also a registered principal with Maxim Group LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/27/2010 - Present
Maxim Group LLC (NEW YORK NY)
NY
09/24/2019 - 10/15/2021
M VEST LLC (NEW YORK NY)
NY
07/13/2009 - 03/24/2010
PROVIDENT INTERNATIONAL SECURITIES, INC. (NEW YORK NY)
NY
10/05/2006 - 02/03/2009
RODMAN & RENSHAW, LLC (NEW YORK NY)
BC
Issued 08/09/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/30/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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