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Rita Yeeping Ho

Loop Capital Markets LLC

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About Rita Yeeping Ho

Rita Yeeping Ho is a financial professional with over 35 years of experience in the financial industry. Rita is currently a registered representative with Loop Capital Markets LLC, a firm that provides a wide range of financial services. Prior to joining Loop Capital Markets LLC, Rita was a registered representative with BANC ONE CAPITAL MARKETS, INC. and First Chicago Investment Services, INC. Rita holds several licenses and certifications, including Series 7, Series 52, Series 53, Series 63, and Series 79TO. Rita is dedicated to providing her clients with personalized financial advice and investment solutions.

Firm Information

Rita Ho is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Rita Ho’s Registration & Firm History

IL

10/26/2004 - Present

Loop Capital Markets LLC (CHICAGO IL)

IL

01/23/1989 - 08/04/2004

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

NA

12/22/1987 - 10/28/1988

FIRST CHICAGO INVESTMENT SERVICES, INC.

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Licenses & Designations

BC

Issued 04/14/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/16/2001

Series 53 - Municipal Securities Principal Examination

BC

Issued 04/01/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/1987

Series 7 - General Securities Representative Examination

BC

Issued 09/09/1986

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rita Yeeping Ho.
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