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Rita W Leung

Clear Street LLC

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About Rita W Leung

Rita Leung is a financial professional with over 20 years of experience in the industry. Rita is currently registered with Clear Street LLC in New York, NY. Rita has held previous positions with Precision Securities, LLC, Exos Securities LLC, HSBC Securities (USA) Inc., and HSBC Brokerage (USA) Inc. Rita holds several industry licenses including Series 6, Series 24, Series 37, Series 63, Series 99TO and SIE.

Firm Information

Rita Leung is currently registered with Clear Street LLC. Clear Street LLC is a Limited Liability Company formed in December 2016. The firm is registered in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia. They are also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

149

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rita Leung’s Registration & Firm History

NY

01/06/2022 - Present

Clear Street LLC (NEW YORK NY)

CA

03/04/2022 - 10/14/2022

PRECISION SECURITIES, LLC (DEL MAR CA)

NY

10/16/2019 - 01/03/2022

EXOS SECURITIES LLC (NEW YORK NY)

NY

01/01/2005 - 09/26/2019

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

10/01/1999 - 01/01/2005

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/12/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/02/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/1999

Series 37 - Canada Module of the General Securities Registered Representative (With Options Questions)

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

L

Long-Term Stock Exchange, Inc.

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Rita W Leung.
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