Unclaimed
Rita Nash is a financial professional with experience in the financial industry. Rita has worked for several firms, including Pruco Securities, LLC., LPL Financial LLC, and Independent Financial Group, LLC. Rita holds several licenses and registrations including Series 7, Series 63, Series 24, Series 51 and SIE. Rita is currently registered with Prudential Annuities Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/05/2024 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
08/07/2018 - 01/05/2024
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
08/19/2011 - 06/29/2016
PRUCO SECURITIES, LLC. (NEWARK NJ)
CA
10/15/2010 - 07/20/2011
LPL FINANCIAL LLC (CORONADO CA)
CA
11/08/2006 - 10/11/2010
INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)
BOTH
Issued 11/29/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2013
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/12/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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