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Rita S Nash

Prudential Annuities Distributors, Inc.

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About Rita S Nash

Rita Nash is a financial professional with experience in the financial industry. Rita has worked for several firms, including Pruco Securities, LLC., LPL Financial LLC, and Independent Financial Group, LLC. Rita holds several licenses and registrations including Series 7, Series 63, Series 24, Series 51 and SIE. Rita is currently registered with Prudential Annuities Distributors, Inc.

Firm Information

Rita Nash is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rita Nash’s Registration & Firm History

CT

01/05/2024 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

NJ

08/07/2018 - 01/05/2024

PRUCO SECURITIES, LLC. (NEWARK NJ)

NJ

08/19/2011 - 06/29/2016

PRUCO SECURITIES, LLC. (NEWARK NJ)

CA

10/15/2010 - 07/20/2011

LPL FINANCIAL LLC (CORONADO CA)

CA

11/08/2006 - 10/11/2010

INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)

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Licenses & Designations

BOTH

Issued 11/29/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/23/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/07/2013

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 03/12/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Rita S Nash. Review regulatory record here.
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