Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rita? Claim Your ProfileRita Mingruei Liu is a securities professional with experience in the financial industry. Rita is currently registered with Mufg Securities Americas Inc., where she has been employed since July 2024. Rita holds the Series 7, Series 63, Series 79, and SIE licenses, demonstrating her expertise in various financial markets. Rita is licensed to offer securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/02/2024 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 07/13/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/02/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/19/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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