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Rita Marie Smith

Alliance-ONE Investments, LLC

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About Rita Marie Smith

Rita Marie Smith is an investment advisor with Alliance-ONE Investments, LLC in Tulsa, Oklahoma. Rita has over 2 years of experience in the financial services industry. Rita holds the Series 6TO and SIE licenses. Rita previously worked at MetLife Investors Distribution Company.

Firm Information

Rita Smith is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rita Smith’s Registration & Firm History

OK

10/31/2019 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

OK

02/07/2019 - 10/31/2019

METLIFE INVESTORS DISTRIBUTION COMPANY (Tulsa OK)

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Licenses & Designations

BC

Issued 02/07/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/28/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Rita Marie Smith. Review regulatory record here.
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