Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rita? Claim Your ProfileRita Pirrelloepperson is a financial professional with over 30 years of experience in the industry. Rita has held various roles at several firms, including Lehman Brothers Inc., First Chicago NBD Investment Services, Inc., and RBC DAIN RAUSCHER INC. Rita is currently a Registered Representative at UBS Financial Services Inc. in Barrington, IL. Rita offers a range of services, including financial planning, portfolio management for individuals and businesses, and educational seminars. Rita is a registered investment advisor and a registered representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
01/05/2010 - Present
UBS Financial Services Inc. (BARRINGTON IL)
IL
03/27/2000 - 12/31/2007
RBC DAIN RAUSCHER INC. (ROCKFORD IL)
IL
02/01/1999 - 02/17/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
01/01/1994 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
07/31/1993 - 12/23/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
06/09/1987 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/28/1986 - 05/20/1987
NORWEST INVESTMENT SERVICES, INC.
IA
Issued 05/05/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/28/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/27/1988
Series 3 - National Commodity Futures Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
BC
Issued 11/04/1983
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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