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Rita Marie Assaf

Fidelity Brokerage Services LLC

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About Rita Marie Assaf

Rita Marie Assaf is a financial advisor who has been working in the industry since 2006. Rita has a wide range of experience, having previously worked at Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Rita is currently registered with Fidelity Brokerage Services LLC and is licensed to sell securities in all 50 states. Rita has passed the Series 7, Series 63, Series 24, Series 51, SIE and Series 99TO exams. Rita is committed to providing her clients with the highest level of service and expertise.

Firm Information

Rita Assaf is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rita Assaf’s Registration & Firm History

RI

04/17/2014 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

TX

02/28/2012 - 07/16/2012

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

MA

08/18/2011 - 01/23/2012

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

MA

06/01/2009 - 06/24/2010

MORGAN STANLEY SMITH BARNEY (BOSTON MA)

MA

03/13/2006 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 05/13/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2021

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 04/17/2021

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Rita Marie Assaf.
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