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Rita Lynn Harris

Charles Schwab & CO., Inc.

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About Rita Lynn Harris

Rita Lynn Harris is a financial advisor registered with Charles Schwab & Co., Inc. and holds the Series 63, Series 24, SIE, and Series 7 licenses. Rita has been in the financial services industry since 2003 and has extensive experience in the field. Rita is passionate about providing her clients with financial advice and guidance to help them reach their financial goals. Prior to joining Charles Schwab & Co., Inc., Rita worked at TD AMERITRADE, INC., TD AMERITRADE CLEARING, INC. and AMERITRADE, INC.. Rita has worked as a Registered Representative and Financial Advisor for over 20 years.

Firm Information

Rita Harris is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Rita Harris’s Registration & Firm History

TX

09/09/2022 - Present

Charles Schwab & CO., Inc. (Westlake TX)

TX

03/22/2006 - 12/31/2023

TD AMERITRADE, INC. (Southlake TX)

TX

01/19/2018 - 12/31/2020

TD AMERITRADE CLEARING, INC. (Southlake TX)

NE

03/26/2003 - 03/22/2006

AMERITRADE, INC. (BELLEVUE NE)

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Licenses & Designations

BC

Issued 03/31/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/06/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Rita Lynn Harris. Review regulatory record here.
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