Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rita? Claim Your ProfileRita Lee is a financial professional with over 20 years of experience in the financial services industry. Rita is currently registered with Citigroup Global Markets Inc. in California as both a Registered Representative (Series 7, Series 6, Series 63, Series 65, and SIE) and an Investment Advisor Representative. Rita has previously held roles at Citigroup Global Markets Inc. and Citigroup Investment Services. Rita holds a Series 7, Series 6, Series 63, Series 65 and SIE licenses. Rita has a demonstrated track record of success in providing financial advice and investment management services to a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/10/2020 - Present
Citigroup Global Markets Inc. (SAN RAMON CA)
CA
05/29/2007 - 12/31/2014
CITIGROUP GLOBAL MARKETS INC. (SAN LORENZO CA)
CA
05/09/2000 - 05/29/2007
CITICORP INVESTMENT SERVICES (SAN LORENZO CA)
IA
Issued 07/10/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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