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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rita? Claim Your ProfileRita Kay Mahn is a financial advisor with Stifel, Nicolaus & Company, Inc. She has over 29 years of experience in the industry. Rita Mahn has been with Stifel, Nicolaus & Company, Inc. since August 2020. Prior to that, she was with WELLS FARGO CLEARING SERVICES, LLC. and A. G. EDWARDS & SONS, INC.. Rita Mahn is registered with FINRA, and holds licenses in 38 states, including Missouri, Texas, Alabama, Arizona, Arkansas, and California. Rita Mahn also has a Series 7 and 66 license. She is a Certified Financial Planner. Rita Mahn's practice specializes in providing financial advice to individuals, businesses, and high-net-worth clients. Stifel, Nicolaus & Company, Inc. is a well-established firm with a long history of providing financial services to clients. The firm manages over $149 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
08/24/2020 - Present
Stifel, Nicolaus & Company, Inc. (FESTUS MO)
MO
01/01/2008 - 08/25/2020
WELLS FARGO CLEARING SERVICES, LLC (FESTUS MO)
MO
01/20/1998 - 01/03/2008
A. G. EDWARDS & SONS, INC. (FESTUS MO)
MO
06/25/1993 - 01/28/1998
MCATEE INVESTMENT SERVICES, INC. (FESTUS MO)
BOTH
Issued 02/16/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/19/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/09/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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