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Rita Howze Kiesler

Capfinancial Securities, LLC

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About Rita Howze Kiesler

Rita Kiesler is a financial advisor with Capfinancial Securities, LLC. Rita has been in the financial services industry since 1998. Rita has held licenses with a number of other firms including John Hancock Distributors LLC, Wachovia Securities, LLC, Bear, Stearns & Co. Inc., Zweig Securities Corp., and First Investors Corporation. Rita holds the Series 6, 7, 24, 63, 66 and SIE securities licenses. Rita's office is located at 4208 Six Forks Road #1700 in Raleigh, NC.

Firm Information

Rita Kiesler is currently registered with Capfinancial Securities, LLC. Capfinancial Securities, LLC is a Limited Liability Company formed on November 21, 2013. The firm is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rita Kiesler’s Registration & Firm History

NC

12/05/2006 - Present

Capfinancial Securities, LLC (RALEIGH NC)

MA

08/06/2003 - 08/19/2005

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

MO

05/06/2003 - 06/10/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

10/27/1997 - 12/18/2000

BEAR, STEARNS & CO. INC. (NEW YORK NY)

CT

08/18/1995 - 09/29/1997

ZWEIG SECURITIES CORP. (HARTFORD CT)

NJ

11/28/1994 - 08/30/1995

FIRST INVESTORS CORPORATION (EDISON NJ)

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Licenses & Designations

BOTH

Issued 06/02/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/09/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/09/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/11/2007

Series 7 - General Securities Representative Examination

BC

Issued 05/05/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rita Howze Kiesler.
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