Unclaimed
Rita Delores Thompson is a financial advisor with Cetera Investment Services LLC. Rita has been in the financial services industry since 2000. Rita's previous experience includes working at INVEST FINANCIAL CORPORATION, J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., and BANC ONE SECURITIES CORPORATION. Rita holds the Series 6, Series 63, and SIE licenses. Rita is registered to provide securities services in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
01/08/2018 - Present
Cetera Investment Services LLC (ORLAND PARK IL)
IL
05/08/2017 - 01/08/2018
INVEST FINANCIAL CORPORATION (ORLAND PARK IL)
IL
10/01/2012 - 01/23/2015
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
08/21/2000 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 09/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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