Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rita? Claim Your ProfileRita Catherine Ratcliffe is an investment advisor representative with Wells Fargo Clearing Services, LLC. Rita Catherine Ratcliffe is registered with the state of Oklahoma as an Investment Advisor Representative and in Texas as a resident Investment Advisor Representative. Rita Catherine Ratcliffe is also registered as a broker-dealer in a number of states, including Arkansas, California, Colorado, Connecticut, Massachusetts, Missouri, Nebraska, New Jersey, New York, Oklahoma, Rhode Island, South Dakota, Texas, Virgin Islands, Virginia and Washington. Rita Catherine Ratcliffe has been in the industry since June 25, 1987. Previously, Rita Catherine Ratcliffe worked at Prudential Securities Incorporated in New York, NY. Rita Catherine Ratcliffe is a co-owner of 4R PARTNERSHIP, a real estate partnership in Norman, OK. Rita Catherine Ratcliffe is also a 33.33% owner of RATCLIFFE/HERLIHY OKLAHOMA PROPERTY, an investment related business in Norman, OK.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (OKLAHOMA CITY OK)
NY
06/26/1987 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/20/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/1987
Series 3 - National Commodity Futures Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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