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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rita? Claim Your ProfileRita Defloreo is a financial professional with over 20 years of experience in the industry. Rita currently works at Osaic Wealth, Inc., a firm with a focus on providing comprehensive financial planning and investment management services. Rita specializes in working with high-net-worth individuals, charitable organizations, corporations, and pension and profit-sharing plans. She is licensed in Florida and Texas and holds a wide range of certifications, including Series 7, 24, 28, 51, 63, 66, 99TO, and SIE.
Houston, TX
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
05/10/2024 - Present
Osaic Wealth, Inc. (Houston TX)
TX
07/07/2017 - 04/21/2023
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
KY
06/30/2016 - 06/23/2017
PRIVATE CLIENT SERVICES, LLC (LOUISVILLE KY)
TX
07/16/2014 - 06/23/2016
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
12/02/2011 - 06/20/2014
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
IN
06/10/2010 - 12/14/2010
NRP FINANCIAL, INC. (FORT WAYNE IN)
MI
05/08/2009 - 01/11/2010
INVESCOR WHOLESALE BD, INC. (FARMINGTON HILLS MI)
NC
07/18/2008 - 10/27/2008
JBS LIBERTY SECURITIES, INC. (KANNAPOLIS NC)
NC
04/07/2008 - 10/24/2008
SYNERGY INVESTMENT GROUP, LLC (CHARLOTTE NC)
TX
05/01/2007 - 09/19/2007
USF SECURITIES, L.P. (HOUSTON TX)
MI
10/24/2006 - 02/26/2007
USA ADVANCED PLANNERS INC. (GRAND RAPIDS MI)
IA
04/11/2006 - 08/23/2006
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
MI
02/18/2004 - 06/17/2005
PARADIGM EQUITIES, INC. (EAST LANSING MI)
OH
03/06/2003 - 01/09/2004
OBERLIN FINANCIAL CORP. (BRYAN OH)
OH
10/31/2000 - 12/31/2002
VESTAX SECURITIES CORPORATION (HUDSON OH)
MI
07/30/1998 - 10/31/2000
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
AL
12/04/1997 - 06/26/1998
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
FL
04/22/1997 - 07/29/1997
THE HAMILTON-SHEA GROUP, INC. (POMPANO BEACH FL)
FL
05/06/1996 - 11/01/1996
DIVERSIFIED CAPITAL MARKETS (POMPANO BEACH FL)
OH
03/18/1994 - 05/01/1996
SBK-BROOKS INVESTMENT CORP. (CLEVELAND OH)
NA
10/23/1993 - 03/04/1994
BROOKS SECURITIES, INCORPORATED
OH
06/03/1993 - 10/12/1993
DALEY SECURITIES, INC. (CLEVELAND OH)
BOTH
Issued 6/24/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/29/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 1/20/1998
Series 24 - General Securities Principal Examination
BC
Issued 4/25/1997
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/2/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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