Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rita? Claim Your ProfileRita Gualtier is a financial advisor with over 20 years of experience in the financial services industry. Rita is currently registered with Raymond James Financial Services, Inc. in Overland Park, Kansas. Rita previously worked for SMITH, MOORE & CO. and UBS FINANCIAL SERVICES INC. in Overland Park, Kansas. Rita holds Series 7 and Series 63 securities licenses. Rita also holds the Securities Industry Essentials (SIE) exam. Rita is licensed to provide financial advice in Kansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KS
08/15/2018 - Present
Raymond James Financial Services, Inc. (Overland Park KS)
KS
06/09/2009 - 09/13/2018
SMITH, MOORE & CO. (OVERLAND PARK KS)
KS
08/24/1999 - 12/31/2008
UBS FINANCIAL SERVICES INC. (OVERLAND PARKS KS)
NY
03/26/1999 - 10/05/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
BC
Issued 05/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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