Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rishi? Claim Your ProfileRishi Thakur is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Rishi has been in the industry since April 2021 and is registered in New York and Texas. Rishi has Series 7, 63, and 65 licenses and is registered with FINRA. Rishi specializes in portfolio management for individuals and businesses, pension consulting, and educational seminars. Rishi has previously worked at UBS Financial Services Inc. and CETERA ADVISOR NETWORKS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/12/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NJ
09/29/2021 - 05/24/2023
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/25/2021 - 08/13/2021
CETERA ADVISOR NETWORKS LLC (GOUVERNEUR NY)
IA
Issued 05/26/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/29/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Rishi Thakur is the right advisor for you? Invested Better is here to help.
