Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rishi? Claim Your ProfileRishi Shiva Rampersad is a financial professional licensed in Florida and Georgia. Rishi is registered with Sanford C. Bernstein & Co., LLC and has been in the industry since September 2022. Rishi holds the Series 63, Series 7TO and SIE licenses. Sanford C. Bernstein & Co., LLC is a firm that specializes in portfolio management for pooled investment vehicles. The firm has $1 billion - $10 billion in assets under management and is registered with the SEC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
1
2
FL
09/19/2022 - Present
Sanford C. Bernstein & CO., LLC (MIAMI FL)
BC
Issued 04/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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