Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rishi? Claim Your ProfileRishi S. Parekh is a financial professional with over 17 years of experience in the industry. Rishi is currently registered with J.p. Morgan Securities LLC, where they have been employed since November 2022. Prior to that, Rishi worked for a variety of firms, including Barclays Capital Inc., Stifel, Nicolaus & Company, Incorporated, and Sterne, Agee & Leach, Inc.. Rishi holds a Series 63 license as well as Series 7 and Series 52. Rishi has been registered with the Securities and Exchange Commission (SEC) since 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/15/2022 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
06/02/2017 - 10/06/2022
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/05/2015 - 06/08/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
01/20/2009 - 06/05/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
09/01/2005 - 12/19/2008
KBC FINANCIAL PRODUCTS USA, INC. (NEW YORK NY)
MI
07/30/1999 - 05/05/2000
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 11/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1999
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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