Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rishi? Claim Your ProfileRishi Kumar Dosaj is a registered representative with Barclays Capital Inc. in Menlo Park, California. Rishi began his career in the financial services industry in 2010. Rishi holds the Series 63, Series 79 and SIE licenses. Rishi was previously registered with CREDIT SUISSE SECURITIES (USA) LLC and DEUTSCHE BANK SECURITIES INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/16/2021 - Present
Barclays Capital Inc. (MENLO PARK CA)
CA
06/03/2015 - 05/20/2019
CREDIT SUISSE SECURITIES (USA) LLC (San Francisco CA)
CA
08/23/2010 - 10/01/2012
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
BC
Issued 08/02/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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