Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rishi? Claim Your ProfileRishi Dev Anand is a financial advisor with over 11 years of experience in the financial services industry. Rishi has held positions at several prominent firms including Wells Fargo Securities, Merrill Lynch, Citigroup Global Markets Inc., Morgan Stanley, and Janney Montgomery Scott LLC. Rishi is currently registered with LPL Financial LLC and holds Series 7, 79, and 66 securities licenses. Rishi provides a range of financial services to individual clients, including financial planning, portfolio management, and educational seminars. Rishi also specializes in providing investment advisory services to businesses. Rishi is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
11/11/2022 - Present
LPL Financial LLC (SEVEN FIELDS PA)
PA
08/19/2019 - 11/14/2022
JANNEY MONTGOMERY SCOTT LLC (PITTSBURGH PA)
PA
12/15/2016 - 08/21/2019
MORGAN STANLEY (PITTSBURGH PA)
NY
08/08/2014 - 06/09/2016
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NC
09/26/2011 - 11/04/2013
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NY
05/04/2007 - 04/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/22/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/24/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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