Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rishabh? Claim Your ProfileRishabh Shukla is a financial professional who has been in the industry since 2019. Rishabh Shukla currently works for BNY Mellon Securities Corp., where they are registered as a Registered Representative. Rishabh Shukla holds Series 66, 63, 24, 7TO, and SIE licenses. Rishabh Shukla has previously worked for Cetera Advisors LLC, Cetera Advisor Networks LLC, First Allied Securities, Inc., Ameriprise Financial Services, LLC, and American Enterprise Investment Services Inc. Rishabh Shukla has a broad range of experience, with previous roles in Gurugram, Bangalore, and San Diego.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
11/23/2022 - Present
BNY Mellon Securities Corp. (UNIONDALE NY)
CO
06/29/2022 - 10/21/2022
CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)
NA
08/02/2021 - 10/21/2022
CETERA ADVISOR NETWORKS LLC (GURUGRAM )
CA
04/07/2022 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
NA
10/25/2019 - 03/17/2020
AMERIPRISE FINANCIAL SERVICES, LLC (Gurugram Haryana )
MN
05/23/2019 - 10/28/2019
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)
BOTH
Issued 05/12/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2021
Series 24 - General Securities Principal Examination
BC
Issued 08/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/23/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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