Unclaimed
Rishab Swaminathan Ramani is a financial professional who has been in the industry since 2014. Rishab currently works at Jane Street Capital, LLC and Jane Street Options, LLC. Rishab has held previous positions at Goldman Sachs & Co. LLC and BNP Paribas Securities Corp. Rishab has passed the Series 3, 7, 55, 63, SIE and 57TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/14/2021 - Present
Jane Street Capital, LLC (New York NY)
NY
11/20/2015 - 07/08/2021
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
03/14/2014 - 10/30/2015
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 03/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2015
Series 3 - National Commodity Futures Examination
BC
Issued 05/12/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/14/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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