Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Risa? Claim Your ProfileRisa Schulz is a financial professional with over 13 years of experience in the industry. Risa has held positions at Franklin Distributors, LLC and is currently registered with Morgan Stanley. Risa has a diverse range of experience, holding a Series 7, Series 52, Series 53, Series 26, and Series 99TO license as well as the SIE exam. Risa is licensed in both Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
07/12/2023 - Present
Morgan Stanley (PURCHASE NY)
CT
06/17/2010 - 05/10/2023
FRANKLIN DISTRIBUTORS, LLC (STAMFORD CT)
BC
Issued 01/07/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/26/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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