Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Risa? Claim Your ProfileRisa Sistos is a financial advisor with Blackrock Fund Advisors in SAN FRANCISCO, CA. Risa has been in the industry since 1998 and is currently registered with FINRA as a Registered Representative. Risa holds multiple securities licenses, including Series 6, Series 7, Series 24, Series 4, and Series 53, along with the SIE exam. Risa has previous experience with Blackrock Execution Services, Blackrock Fund Distribution Company, Wells Fargo Funds Distributor, LLC, First Allied Securities, Inc., Round Hill Securities, Inc., Select Capital Corporation, and Franklin/Templeton Distributors, Inc.. Risa specializes in providing investment advice to investment companies, pooled investment vehicles, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
02/06/2008 - Present
Blackrock Fund Advisors (SAN FRANCISCO CA)
CA
02/06/2008 - 09/16/2014
BLACKROCK EXECUTION SERVICES (SAN FRANCISCO CA)
CA
11/24/2009 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)
NC
10/04/2005 - 01/18/2008
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
CA
06/13/2005 - 09/06/2005
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
07/19/2000 - 06/13/2005
ROUND HILL SECURITIES, INC. (ALAMO CA)
CA
07/15/1999 - 07/12/2000
SELECT CAPITAL CORPORATION (SACRAMENTO CA)
CA
09/16/1998 - 06/28/1999
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BOTH
Issued 07/27/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/09/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/25/2000
Series 4 - Registered Options Principal Examination
BC
Issued 11/29/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/11/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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