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Risa Brooke Kestler

T. Rowe Price Investment Services, Inc.

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About Risa Brooke Kestler

Risa Kestler is a financial advisor registered with T. Rowe Price Investment Services, Inc. and holds the Series 6, 63 and SIE licenses. Risa Kestler has been in the industry since January 4, 2022 and is licensed in 53 states and territories. Risa Kestler is an active member of the financial services industry and is committed to providing her clients with the highest level of service and expertise.

Firm Information

Risa Kestler is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Risa Kestler’s Registration & Firm History

MD

01/04/2022 - Present

T. Rowe Price Investment Services, Inc. (OWINGS MILLS MD)

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Licenses & Designations

BC

Issued 06/16/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/04/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/04/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Risa Brooke Kestler.
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